Austria : Financial Sector Assessment Program Update Technical Note: Factual Update and Analysis of the IOSCO Objectives and Principles of Securities Regulation

1AUTEA2008006 Image
Price:  $18.00

Release Date: © July, 2008
ISBN : 978-1-45180-245-0
Stock #: 1AUTEA2008006
English
Stock Status: On back-order

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Description

This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly implemented a large majority of principles. The human resources of the Securities Supervision Department of the Financial Market Authority (FMA) should be increased, especially to conduct on-site inspections, in addition to the 14 planned appointments. Administrative fines should be raised further to levels elsewhere in Europe.

Taxonomy

Capital markets , Financial institutions and markets , Securities markets




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